Mergers & Acquisitions, Applications & Memberships
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Regulations
Primary regulations for M&A:
- 12 CFR 208 – Membership of State Banking Institutions in the Federal Reserve System (Regulation H)
- 12 CFR 211 – International Banking Operations (Regulation K)
- 12 CFR 212 – Management Official Interlocks (Regulation L)
- 12 CFR 223 – Transactions between Member Banks and Their Affiliates (Regulation W)
- 12 CFR 225 – Bank Holding Companies and Change in Bank Control (Regulation Y)
- 12 CFR 238 – Savings and Loan Holding Companies (Regulation LL)
- 12 CFR 239 – Mutual Holding Companies (Regulation MM)
- Regulations – All regulations - Banks and Banking, Federal Reserve System
Guidance
- Becoming a Member Bank of the Federal Reserve System: Questions & Answers
- Filing Other Applications by Member Banks and Bank Holding Companies
- Comments on Mergers and Acquisitions
- Information on Public Meetings
Resources
- Electronic Applications (FedEZFile™)
- FedEZFile Fluent™
- Mergers and Acquisitions Forms
- Newspaper Publication Sample Formats
- Eleventh District Banking Markets, Determinations, and Contacts
- CASSIDI–Banking Market Tool
- H.2 Release–Actions of the Board and its staff and the Federal Reserve Banks; Mergers and Acquisitions and reports received.
- H.2A Mergers and Acquisitions Received - Notice of formations and mergers of, and acquisitions by, bank holding companies; changes in control (Filings subject to public comment)
Who to contact about M&A
- Robert Mahalik 214-922-6225
- Karen Smith 214-922-6786
- Robert Amsler 214-922-6087